MARCUS, Circuit Judge:
The appeal presents us with tragic facts; it also yields a straightforward legal resolution. John Furry, as personal representative of the estate of his daughter Tatiana Furry, appeals the district court's order granting the Miccosukee Tribe's
We agree. The Supreme Court has made clear that a suit against an Indian tribe is barred unless the tribe has clearly waived its immunity or Congress has expressly and unequivocally abrogated that immunity. Furry argues that both of these exceptions have been met here, but these arguments are ultimately without merit. Accordingly, we affirm the judgment of the district court.
The underlying facts of this wrongful death suit, as alleged, are both straightforward and heartbreaking.
According to the complaint, the tribal defendants and their employees "furnished Tatiana [Furry] with a substantial amount of alcoholic beverages." They did so "despite knowing that she was habitually addicted to the use of any or all alcoholic beverages." The defendants knew of Ms. Furry's habitual addiction to alcohol because, prior to the night in question, they "had served Tatiana a substantial amount of alcohol on multiple occasions on their premises." At some point in the early morning hours of January 21, employees of the defendants witnessed Ms. Furry get in her car and leave the premises "in an obviously intoxicated condition."
A short time later, Ms. Furry was involved in a head-on collision with another vehicle on U.S. Route 41 (the Tamiami Trail). Ms. Furry was killed as a result of the collision. After the accident, Ms. Furry's blood alcohol level was measured at.32, four times Florida's legal limit of .08.
On December 17, 2010, Ms. Furry's father, John Furry, filed an eight-count complaint in the United States District Court for the Southern District of Florida, alleging violations of 18 U.S.C. § 1161 and Florida's dram shop act, codified at Fla. Stat. § 768.125,
"We review de novo the district court's dismissal of a complaint for sovereign immunity." Sanderlin v. Seminole Tribe of Fla., 243 F.3d 1282, 1285 (11th
The fundamental starting point for the resolution of this appeal is that "[a]s a matter of federal law, an Indian tribe is subject to suit only where Congress has authorized the suit or the tribe has waived its immunity." Kiowa Tribe of Okla. v. Mfg. Techs., Inc., 523 U.S. 751, 754, 118 S.Ct. 1700, 140 L.Ed.2d 981 (1998) (emphasis added); accord Okla. Tax Comm'n v. Citizen Band Potawatomi Indian Tribe of Okla., 498 U.S. 505, 509, 111 S.Ct. 905, 112 L.Ed.2d 1112 (1991) ("Indian tribes are domestic dependent nations that exercise inherent sovereign authority over their members and territories. Suits against Indian tribes are thus barred by sovereign immunity absent a clear waiver by the tribe or congressional abrogation." (internal quotation marks and citation omitted)); Sanderlin, 243 F.3d at 1285; Seminole Tribe, 181 F.3d at 1241.
Furry contends that both of these exceptions to tribal sovereign immunity have been met here. He claims that Congress abrogated tribal sovereign immunity in enacting 18 U.S.C. § 1161, which authorizes state regulation (including licensing) of tribal liquor transactions. See Rice v. Rehner, 463 U.S. 713, 728-29, 103 S.Ct. 3291, 77 L.Ed.2d 961 (1983). Furry also suggests that the Miccosukee Tribe has waived any claim to tribal sovereign immunity by applying for a state liquor license, which involved executing an affidavit agreeing that the licensed premises would be subject to inspection by state authorities for the purpose of monitoring compliance with state liquor laws. Furry adds that the Miccosukee Tribe's affidavit and application for a Florida liquor license amounted to a broad agreement to be bound by Florida law in all respects, including subjecting the Miccosukee Tribe to private actions sounding in tort.
We address each claim in turn, but first provide a brief overview of the Supreme Court's most recent decision addressing the scope of the tribal sovereign immunity doctrine, because it sets forth the current breadth of the doctrine. The Court in Kiowa Tribe began by recognizing that the doctrine of tribal immunity is now settled law and that the Court's precedents establish that an Indian tribe "is subject to suit only where Congress has authorized the suit or the tribe has waived its immunity." 523 U.S. at 754, 118 S.Ct. 1700 (citing Three Affiliated Tribes of the Fort Berthold Reservation v. Wold Eng'g, 476 U.S. 877, 890, 106 S.Ct. 2305, 90 L.Ed.2d 881 (1986); Santa Clara Pueblo v. Martinez, 436 U.S. 49, 58, 98 S.Ct. 1670, 56 L.Ed.2d 106 (1978); United States v. U.S. Fid. & Guar. Co., 309 U.S. 506, 512, 60 S.Ct. 653, 84 L.Ed. 894 (1940)). The Court further recognized that its past precedents did not draw any distinctions based on whether the tribal activities occurred on or off of the reservation, or whether the tribal activities were governmental or commercial in nature. Id. at 754-55, 118 S.Ct. 1700 (citing Potawatomi, 498 U.S. 505, 111 S.Ct. 905; Puyallup Tribe, Inc. v. Dep't of Game, 433 U.S. 165, 167, 97 S.Ct. 2616, 53 L.Ed.2d 667 (1977)). The Court also noted that "the immunity possessed by Indian tribes is not coextensive with that of the States" and that "tribal immunity is a matter of federal law and is not subject to diminution by the States." Id. at 755-56, 118 S.Ct. 1700.
But, as Furry rightly points out, the Supreme Court's opinion does not stop there. The Court also observed that the doctrine of tribal immunity "developed almost
The Supreme Court further recognized the tension between its broad historical recognition of tribal immunity and the much narrower category of cases in which the doctrine still reflects sound policy today:
Id. at 758, 118 S.Ct. 1700 (citations omitted); see also id. at 766, 118 S.Ct. 1700 (Stevens, J., dissenting) (describing the rule that tribal sovereign immunity broadly applies as "unjust" and "especially so with respect to tort victims who have no opportunity to negotiate for a waiver of sovereign immunity"). But, notably, the Court declined to act on these concerns, reasoning that although "[t]hese considerations might suggest a need to abrogate tribal immunity, at least as an overarching rule," it would instead "defer to the role Congress may wish to exercise in this important judgment." Id. at 758, 118 S.Ct. 1700 (majority opinion). The Court recognized that Congress has the power to limit tribal immunity and has previously legislated against the backdrop of the Court's decisions establishing that tribal immunity applies as a rule. Id. at 758-59, 118 S.Ct. 1700. The Court concluded that "Congress is in a position to weigh and accommodate the competing policy concerns and reliance interests" and that "[t]he capacity of the Legislative Branch to address the issue by comprehensive legislation counsels some caution by us in this area." Id. at 759, 118 S.Ct. 1700.
We share these concerns about the broad scope of tribal sovereign immunity. But at the end of the day, notwithstanding the Supreme Court's reservations about the tenuous origins of the tribal immunity doctrine and the wisdom of the doctrine's current breadth (both points that Furry emphasizes heavily), the Court could not have been clearer about placing the ball in Congress's court going forward: "[W]e decline to revisit our case law and choose to defer to Congress." Id. at 760, 118 S.Ct. 1700.
Furry claims that 18 U.S.C. § 1161, read in concert with the Supreme Court's decision in Rehner, establishes that Congress has subjected the tribes to private tort actions, at least those arising out of the violation of state liquor laws.
Furry claims that Rehner supports this broad reading, in particular the Supreme Court's language that "there is no tradition of sovereign immunity that favors the Indians" with respect to the regulation of liquor transactions and that a "State has an unquestionable interest in the liquor traffic that occurs within its borders." 463 U.S. at 724-25, 103 S.Ct. 3291. But accepting the composite of Furry's argument would require us to ignore the fact that the Supreme Court was speaking to a wholly different issue. In Rehner, the Supreme Court interpreted § 1161 in the context of whether state regulations were preempted by federal law. More specifically, the precise question before the Court in Rehner was "whether the State of California may require a federally licensed Indian trader, who operates a general store on an Indian reservation, to obtain a state liquor license in order to sell liquor for off-premises consumption." Id. at 715, 103 S.Ct. 3291. Rehner was not a case in which an Indian tribe's immunity from suit sounding in tort or, for that matter, based on anything else was even at issue. See id. at 715, 103 S.Ct. 3291.
The Supreme Court answered the question before it in the affirmative. The Court explained that "[t]he role of tribal sovereignty in pre-emption analysis varies in accordance with the particular notions of sovereignty that have developed from historical traditions of tribal independence." Id. at 719, 103 S.Ct. 3291 (emphasis added) (internal quotation marks omitted). The Court examined the history of liquor regulation in Indian country and observed that there was no tradition of tribal self-governance in liquor transactions; rather, "[t]he colonists regulated Indian liquor trading before this Nation was formed, and Congress exercised its authority over these transactions as early as 1802" and "imposed complete prohibition by 1832." Id. at 722, 103 S.Ct. 3291.
Having established that the tribal sale of liquor was not protected from regulatory oversight by historical notions of tribal
Furry first suggests that Rehner completely removed all Indian liquor transactions from the scope of the tribal immunity doctrine. He claims that "[i]f there is no tradition of sovereignty in relation to liquor sales and distribution in Indian Country, and if a Tribe engages in liquor transactions under the aegis of state laws, which it has accepted and benefited from, then there is no claim to sovereign immunity from a suit in which state liquor laws have been violated." Notably absent from Rehner, however, was any analysis of tribal immunity from suit or any indication that § 1161 brought the area of liquor transactions in Indian country wholly outside of the sphere of tribal immunity.
Indeed, to accept Furry's argument on this point would be wholly inconsistent with subsequent precedent both from the Supreme Court and this Circuit. While § 1161 requires conformity with state law and tribal ordinance, it says nothing at all about the means of enforcement if the tribe violates state law. There is no dispute that substantive state law does govern the tribal sale of liquor, and that a state can require an Indian tribe that wants to sell alcohol on the reservation to first obtain a liquor license. Moreover — although the issue is not before us — a state may presumably revoke an Indian tribe's liquor license if the tribe fails to conduct its liquor business in conformity with the laws of that state.
Yet the mere applicability of state law (and, therefore, the tribe's lack of self-governance in the area) is not sufficient to cast aside a tribe's immunity from suit, as the Supreme Court made plain in Kiowa Tribe:
Kiowa Tribe, 523 U.S. at 755, 118 S.Ct. 1700 (citations omitted). While § 1161 requires liquor transactions in Indian country to be in conformity with state law (and tribal ordinance), it does not expressly authorize private citizens to enforce a tribe's compliance with the state's panoply of tort law by going to court.
Id. at 1130 (second alteration in original) (citation omitted); see also id at 1134-35 (observing that the "juxtaposition of [the ADA's] applicability to the Miccosukee Tribe with the tribe's sovereign immunity from suit ... may be troubling," but "immunity doctrines inevitably carry within them the seeds of occasional inequities," and "Congress could enact a statute with substantive limitations on Indian tribes without providing any means for most individuals protected by the law to enforce their rights in federal court" (internal quotation marks and alteration omitted)).
Similarly, in Seminole Tribe, a panel of this Court held that although an Indian tribe's gambling operations are indisputably governed by the Indian Gaming Regulatory Act ("IGRA"), the Seminole Tribe was nonetheless immune from a suit brought by the State of Florida seeking a declaration that the tribe was engaged in unlawful gambling in violation of the federal statute and Florida law and an injunction preventing such gambling in the absence of a Tribal-State compact. 181 F.3d at 1239. Absent clear congressional abrogation or a tribe's own express waiver, we held that tribal immunity must apply, notwithstanding the State's concern that the holding would "effectively nullify its rights under IGRA by leaving it with no forum in which it can prevent the Tribe from violating IGRA with impunity." Id. at 1243. As our precedents make clear, a tribe may retain its immunity from suit even where its conduct is governed by state or federal law. Accordingly, we have no basis to conclude that Indian tribes' liquor transactions, solely by virtue of being subject to state and federal regulation, fall entirely outside the scope of the tribal immunity doctrine.
Furry also claims that even if tribal immunity applies as a general matter, by enacting 18 U.S.C. § 1161 Congress has abrogated the tribes' immunity against private dram shop actions. But as we have made plain, "Congress may abrogate a sovereign's immunity only by using statutory language that makes its intention unmistakably clear." Seminole Tribe, 181 F.3d at 1242; accord Sanderlin, 243 F.3d at 1289; Fla. Paraplegic, 166 F.3d at 1131 ("Congress abrogates tribal immunity only where the definitive language of the statute itself states an intent either to abolish Indian tribes' common law immunity or to subject tribes to suit under the act."). Moreover, "statutes are to be construed liberally in favor of the Indians, with ambiguous
Congressional enactment of 18 U.S.C. § 1161 hardly demonstrates an "unmistakably clear" intention to subject the Indian tribes to private tort suits. See Sanderlin, 243 F.3d at 1289; Seminole Tribe, 181 F.3d at 1242. As the Supreme Court explained in Rehner, Congress did two things in enacting 18 U.S.C. § 1161: it "remove[d] federal discrimination that resulted from the imposition of liquor prohibition on Native Americans," and "delegate[d] a portion of its authority to the tribes as well as to the States, so as to fill the void that would be created by the absence of the discriminatory federal prohibition." 463 U.S. at 733, 103 S.Ct. 3291. Moreover, our case law is clear that congressional abrogation must come from "the definitive language of the statute itself" and that "legislative history and inferences from general statutory language are insufficient." Fla. Paraplegic, 166 F.3d at 1131 (internal quotation marks omitted). Nowhere in the text of § 1161 is there any mention of tribal immunity from suit, much less an express and unequivocal abrogation of tribal immunity with respect to private lawsuits alleging that an Indian tribe has violated state tort law. Congress well understood how to expressly subject an Indian tribe to private suit in state or federal court; it simply did not do so by enacting 18 U.S.C. § 1161. Cf. Santa Clara Pueblo, 436 U.S. at 58-59, 98 S.Ct. 1670 (holding that Congress did not abrogate tribal immunity from suit in the Indian Civil Rights Act of 1968, aside from the sole remedial provision expressly providing that "the `privilege of the writ of habeas corpus' is made `available to any person, in a court of the United States, to test the legality of his detention by order of an Indian tribe'" (quoting 25 U.S.C. § 1303)); Fla. Paraplegic, 166 F.3d at 1133 (observing that a provision of the ADA expressly waiving states' Eleventh Amendment immunity for actions brought under the statute "demonstrates Congress's full understanding of the need to express unambiguously its intent to abrogate sovereign immunity where it wishes its legislation to have that effect").
Although the federal courts have not weighed in on the precise issue of whether § 1161 abrogates tribal immunity from private tort suits based on state dram shop acts or other tort law, the parties point us to several state appellate courts that have addressed this precise issue. Most of these courts have concluded that § 1161 does not authorize the kind of suit Furry attempts to commence here, because neither the text of § 1161 nor the Supreme Court's decision in Rehner come close to demonstrating that Congress has clearly authorized private suits against an Indian tribe based on violations of a state's liquor laws. See, e.g., Foxworthy v. Puyallup
Also without merit is Furry's claim that the Miccosukee Tribe waived its immunity from private tort actions by applying for a state liquor license. As we have recognized on many occasions, "[t]he Supreme Court has made it plain that waivers of tribal sovereign immunity cannot be implied on the basis of a tribe's actions, but must be unequivocally expressed." Sanderlin, 243 F.3d at 1286 (quoting Seminole Tribe, 181 F.3d at 1243); see Santa Clara Pueblo, 436 U.S. at 58, 98 S.Ct. 1670 (noting that waivers of sovereign immunity "cannot be implied but must be unequivocally expressed" (quoting United States v. Testan, 424 U.S. 392, 399, 96 S.Ct. 948, 47 L.Ed.2d 114 (1976))). Thus, Furry plainly must establish that the Miccosukee Tribe "expressly and unmistakably waived its right to sovereign immunity from suit." Sanderlin, 243 F.3d at 1286.
He has not done so. Furry claims that the Miccosukee Tribe's application for a liquor license amounted to a broad promise to be bound by Florida law and an "acceptance of state law as the quid pro quo for its alcoholic beverage operation." The first problem with this argument is that there has not been any such broad promise to abide by Florida law. Rather, the sum and substance of the record evidence filed by Furry as an exhibit below to support this claim is an affidavit submitted with the Miccosukee Tribe's liquor license application
At no point in the liquor license application or the accompanying affidavit did the Miccosukee Tribe waive its immunity or consent to be subject to suit of any kind, much less to a private dram shop action. At most, the Miccosukee Tribe's application means that the tribe has acquiesced to the authority of state regulators by allowing law enforcement to inspect and search its premises. And beyond the affidavit and application, Furry has provided us with no other language from the Miccosukee Tribe purporting to amount to an express waiver. Moreover, we are also barred by precedent from implying or inferring waiver from the Miccosukee Tribe's conduct, such as the tribe electing to serve alcoholic beverages with the benefit of a state liquor license. See Seminole Tribe, 181 F.3d at 1243. Furry's claim of waiver must fail because there is an insurmountable gap between an affidavit agreeing that a licensed premises is subject to inspection by state authorities and an unequivocally expressed waiver of immunity from all private tort actions.
Our decisions in Sanderlin and Seminole Tribe are instructive, and further support this straightforward conclusion. In Sanderlin, we affirmed the district court's dismissal of a former tribal employee's disability discrimination suit, rejecting the employee's argument that the Seminole Tribe waived its immunity from lawsuits brought under the Rehabilitation Act by accepting federal funds under contracts that included a general promise to comply with the Rehabilitation Act. 243 F.3d at 1286. We held that "[t]he contracts for federal financial assistance in which [Chief] Billie promised that the Tribe would not discriminate in violation of federal civil rights laws merely convey[ed] a promise not to discriminate" and that they "in no way constitute[d] an express and unequivocal waiver of sovereign immunity." Id. at 1289.
And in Seminole Tribe, a panel of this Court affirmed the district court's dismissal of Florida's lawsuit seeking declaratory and injunctive relief preventing the Seminole Tribe from engaging in gaming operations not authorized by the IGRA. 181 F.3d at 1239. In Seminole Tribe, Florida argued that "the Tribe, by electing to engage in gaming subject to regulation under IGRA, waived its own immunity from this suit to compel compliance" with the IGRA. Id. at 1242. The panel rejected this argument, reasoning that to accept it would be "patently inconsistent" with the rule that "waivers of tribal sovereign immunity cannot be implied on the basis of a tribe's actions, but must be unequivocally expressed." Id. at 1243. We also noted that a contrary conclusion would be "no more than a misuse of the word `express,'" defined as "[m]anifested by direct and appropriate language, as distinguished from that which is inferred from conduct." Id. (alteration in original) (quoting Black's Law Dictionary 580 (6th ed. 1990)).
In this case, the analogous situation to Sanderlin would have been if the Miccosukee Tribe had specifically promised to comply with Florida's dram shop statute in the process of applying for its liquor license. It is clear, however, that the Miccosukee Tribe never made any such promise merely by agreeing that its premises would be subject to inspection by state authorities. Moreover, our holding in
Finally, Furry suggests that we should treat the aggregation of his arguments as amounting to more than the sum of their parts. Even if the individual abrogation or waiver arguments are not enough to carry the day on their own, Furry suggests that we should piece together the various components he relies upon — 18 U.S.C. § 1161, Rice v. Rehner, the Supreme Court's language in Kiowa Tribe expressing reservations about the tribal immunity doctrine, and the Miccosukee Tribe's application for a liquor license — and conclude that, taken together, these components are enough to subject the Miccosukee Tribe to private suit.
While we are sympathetic to the real equities cutting in Furry's favor, we cannot reconcile this claim with binding case precedent. Cobbling together a new exception to tribal immunity would directly conflict with the Supreme Court's straightforward doctrinal statement, repeatedly reiterated in the holdings of this Circuit, that an Indian tribe is subject to suit in state or federal court "only where Congress has authorized the suit or the tribe has waived its immunity." Kiowa Tribe, 523 U.S. at 754, 118 S.Ct. 1700 (emphasis added); Sanderlin, 243 F.3d at 1285; Seminole Tribe, 181 F.3d at 1241; Fla. Paraplegic, 166 F.3d at 1130-31. We are also unpersuaded by the suggestion that the two theories can be mixed or added together, taking a little bit of abrogation and a little bit of waiver to create a wholesale exception to the doctrine of tribal immunity. Abrogation and waiver are two entirely different concepts that involve two entirely different actors: Congress in the case of abrogation, and the Indian tribe itself in the case of waiver. Cf. Seminole Tribe, 181 F.3d at 1241 & n. 5 (noting that although some courts have "muddled the distinctions" between abrogation and waiver by using the blanket term "waiver" for both, the two "are actually quite different and will be considered separately"). Abrogation requires a congressional determination that, as a matter of federal law, Indian tribes shall be subject to certain kinds of suit. Waiver, on the other hand, occurs when the tribe itself consents to the jurisdiction of the state or federal courts, through, for example, a provision in a commercial contract. See, e.g., Tamiami Partners, Ltd. v. Miccosukee Tribe of Indians of Fla., 63 F.3d 1030, 1048 (11th Cir.1995). Moreover, both abrogation and waiver require the use of express and unmistakably clear language by either Congress or the tribe, see Sanderlin, 243 F.3d at 1286, 1289; Seminole Tribe, 181 F.3d at 1241-43; Fla. Paraplegic, 166 F.3d at 1130-31, which renders implausible the very idea of partial abrogation or partial waiver. The long and short of it is that we are hard pressed to see how Congress could half-abrogate a tribe's immunity or how an Indian tribe could half-consent to suit, much less how the two could be added together yielding something more. In short, this claim too provides us with no sound basis to conclude that the Miccosukee
The doctrine of tribal sovereign immunity may well be anachronistic and overbroad in its application, especially when applied to shield from suit even the most sophisticated enterprises of Indian tribes, including commercial activities — such as the sale of alcohol — that have obvious and substantial impacts on non-tribal parties. But it remains the law of the land until Congress or the Supreme Court tells us otherwise. Accordingly, the district court's dismissal of Furry's complaint for lack of subject matter jurisdiction must be, and is,
18 U.S.C. § 1161. The statute was enacted with the intent "to remove federal discrimination that resulted from the imposition of liquor prohibition on Native Americans." Rice v. Rehner, 463 U.S. 713, 733, 103 S.Ct. 3291, 77 L.Ed.2d 961 (1983). All of the cross-referenced sections of Title 18 of the United States Code involve federal prohibition in Indian country. In other words, by enacting § 1161 Congress in large part removed federal prohibition in Indian country while "delegat[ing] a portion of its authority to the tribes as well as to the States." Rehner, 463 U.S. at 733, 103 S.Ct. 3291.